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Securities regulation in the United States
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941	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-09-11 11:59:15 Securities Exchange Act Financial regulation Securities regulation in the United States Regulation NMS Direct Edge U.S. Securities and Exchange Commission Federal Rules of Civil Procedure Economy of the United States Government United States Securities and Exchange Commission United States securities law 73rd United States Congress
942	Microsoft Word - Securities Trading and Reporting.docx Add to Reading List Source URL: s3-us-west-2.amazonaws.com Language: English - Date: 2014-06-05 11:52:13 Economics Insider trading Cameco Economy of Canada Securities regulation in the United States Security Corporate law Canadian securities regulation Investment Stock market Corruption Mineral exploration
943	INITIAL DECISION RELEASE NO. 694 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-20 13:55:06 U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Securities and Exchange Commission Securities regulation in the United States Financial regulation SEC filings Government Securities Exchange Act
944	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-03-27 12:17:21 SEC filings Financial regulation Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Finance Government United States securities law United States Securities and Exchange Commission 73rd United States Congress
945	[removed]Webcast Guidelines The audience is in listen-only mode. Please e-mail questions via the Q&A panel box. Add to Reading List Source URL: www.angelcapitalassociation.org Language: English - Date: 2014-10-01 10:55:25 Investment Financial system United States securities law 73rd United States Congress Corporate finance Regulation D Securities Act Initial public offering Securities Exchange Act Financial economics Finance United States Securities and Exchange Commission
946	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION December 16, 2014 ________________________________________________ IN THE MATTER OF Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-16 06:03:13 Securities and Exchange Commission Financial economics Government Finance Securities market Securities regulation in the United States OTC Markets Group Securities Exchange Act OTC Bulletin Board
947	Microsoft Word - Complaint - EDTX Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-14 13:18:51 73rd United States Congress Financial regulation Government New Deal Securities Act Securities Exchange Act Securities regulation in the United States Business U.S. Securities and Exchange Commission United States securities law SEC filings United States Securities and Exchange Commission
948	In the Mafter of the Securities Act, R.S.N.S. 1989, Chapter 418, as amended (the Act) -and In the Matter of the Mutual Fund Dealers Association of Canada (the MFDA) Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-11-06 08:06:22 Auditing Corporate governance 73rd United States Congress United States Securities and Exchange Commission Audit committee Financial regulation Securities Act Financial economics Mutual Fund Dealers Association United States securities law Business
949	Date:4pY( IN THE MATTER OF THE SECURITIES LEGISLATION OF NOVA SCOTIA AND ONTARIO (the Jurisdictions) Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-07-07 10:19:23 Financial statements International Financial Reporting Standards Nova Scotia Power Economy of Canada Emera International Accounting Standards Board Generally accepted accounting principles SEC filings United States securities law Financial regulation Finance Business
950	Date:4pY( IN THE MATTER OF THE SECURITIES LEGISLATION OF NOVA SCOTIA AND ONTARIO (the Jurisdictions) Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-07-07 10:17:47 Financial statements International Financial Reporting Standards Nova Scotia Power Economy of Canada Emera International Accounting Standards Board Generally accepted accounting principles SEC filings United States securities law Financial regulation Finance Business

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